Disclaimer

Resurgent India Limited (“Resurgent”) is registered with the Securities and Exchange Board of India (“SEBI”) as a Category I Merchant Banker under the SEBI (Merchant Bankers) Regulations, 1992.
Resurgent undertakes SEBI-regulated merchant banking activities strictly in accordance with the scope of its registration and applicable SEBI regulations, including Regulation 13A of the SEBI (Merchant Bankers) Regulations, 1992.
Resurgent may also be engaged in certain activities that are not regulated by SEBI (“Non-SEBI Regulated Activities”).
Please Note:
•    SEBI does not regulate or supervise the Non-SEBI Regulated Activities undertaken by Resurgent.
•    Investor protection mechanisms, grievance redressal systems, and remedies available under SEBI laws and regulations are not applicable to such Non-SEBI Regulated Activities.
•    Engagements relating to Non-SEBI Regulated Activities are separate and distinct from SEBI-regulated merchant banking services.
Pursuant to the SEBI circular dated 03 January 2026, Resurgent is implementing, within the timelines prescribed by SEBI, the required framework for segregation of SEBI-regulated and Non-SEBI Regulated Activities, including separate business verticals, internal controls, and disclosures. Such implementation is being carried out within the period permitted under the said circular, as applicable.
By clicking “I Agree / Proceed”, you acknowledge that you have read, understood, and accepted the above disclaimer.

Investment Banking Firms: Who are they and What do they do?

Investment Banking Firms: Who are they and What do they do?

June 15, 2024 Admin
investment banking firms investment banking companies investment banks. best investment banking company

An investment banking firm  is a financial institution that offers a range of services including raising capital for corporations and governments, providing advice on mergers and acquisitions, offering strategic financial guidance, and engaging in trading securities. These firms play a pivotal role in the global financial markets by facilitating corporate transactions and capital formation while also generating profits through various financial activities.

Primary Function of Investment Banking Firm:

Trading: Investment banking firms engage in trading various financial instruments such as stocks, bonds, currencies, and derivatives. They buy and sell these securities on behalf of clients or for their accounts to generate profits. Trading activities may include market making, proprietary trading, and facilitating transactions for institutional investors.

Mergers and Acquisitions (M&A): Investment banks advise companies on mergers, acquisitions, divestitures, and other corporate restructuring activities. They assist in the negotiation process, perform valuation analysis, conduct due diligence, and help structure the deal to maximize value for their clients. Investment bankers also provide strategic advice on the financial and operational aspects of M&A transactions.

Research Reports: Investment banking firms produce research reports that analyze various industries, companies, and financial markets. These reports provide insights, forecasts, and recommendations to investors, clients, and internal stakeholders. Research analysts study market trends, company fundamentals, and macroeconomic factors to generate actionable insights for decision-making. These reports are often distributed to clients and used to support investment strategies and decisions.

 

Investment Banking Firms: Who are they and What do they do?

Other functions performed by Investment Banking Firms:

Underwriting: Investment banks often underwrite securities offerings, including initial public offerings (IPOs), secondary offerings, and debt issuances. They assess the risks associated with these offerings and guarantee the sale of securities to investors, thereby helping companies raise capital.

Advisory Services: Apart from M&A advisory, investment banks provide a wide range of financial advisory services to clients. This includes strategic advisory on capital structure, corporate governance, risk management, and restructuring.

Asset Management: Some investment banks have asset management divisions that manage investment portfolios on behalf of institutional and individual clients. These divisions offer various investment products and services, including mutual funds, hedge funds, and private equity investments.

Private Wealth Management: Investment banks cater to high-net-worth individuals and families through their private wealth management divisions. They offer personalized financial planning, investment advice, and wealth management services tailored to the unique needs and goals of affluent clients.

Capital Markets Services: Investment banks facilitate access to capital markets for corporate and institutional clients by helping them issue and trade securities. This includes services such as syndicated loans, debt capital markets, equity capital markets, and structured finance.

Risk Management: Investment banks provide risk management solutions to clients to mitigate various financial risks, including market risk, credit risk, and liquidity risk. They offer hedging strategies, derivatives products, and risk advisory services to help clients manage their exposure to financial risks effectively.

Corporate Finance: Investment banks assist corporations in raising debt and equity capital for expansion, acquisitions, and other corporate purposes. They structure financing solutions, arrange syndicated loans, and provide advice on capital allocation and optimization strategies.

Strategic Partnerships and Alliances: Investment banks facilitate strategic partnerships, alliances, and joint ventures between companies to achieve growth objectives, access new markets, or leverage complementary strengths. They identify potential partners, negotiate terms, and structure deals to create value for their clients.

Regulatory Compliance and Governance: Investment banks advise clients on regulatory compliance requirements, corporate governance best practices, and financial reporting standards. They help clients navigate complex regulatory environments and ensure adherence to legal and regulatory obligations.

Resurgent India Limited: Top Leading Firm in India:

Resurgent India Ltd. stands out as a leading investment banking entity in India, renowned for its exceptional suite of financial services. The company has consistently facilitated the financial needs of numerous enterprises. Leveraging this expansive network, Resurgent India Ltd. enables firms to access capital from affluent investors, aiding in ventures such as technological advancements, strategic acquisitions, and operational expansions. Additionally, the firm offers unparalleled expertise and resources for seamless transaction execution.

Having served over 6000 satisfied clients, our mission is to contribute to India's financial ecosystem by fostering transparency. As a category 1 merchant banker, we specialize in a diverse range of services, including mergers and acquisitions, private equity, debt solutions, structured finance, capital market solutions, transaction advisory, valuations, government advisory, stressed asset resolution, fintech solutions, training, and more

Featured blogs

Any Query ?
Any Query Call Now